2002 UCLA J.L. & Tech. Notes 23

Patents and the Human Genome Project
by Nima Tehrany

The concept of patenting has been around for many centuries. The idea was to grant monopoly to inventors in exchange for information that others could then use to improve practices in science and the practical arts. Few will dispute the idea that the patent system has been a force for good, but as we stand on the brink of one of science's greatest achievements - the complete sequencing of the human genome - the issue of how and when to assign patent rights to all manner of DNA sequences threatens to throw the patent system into disarray. 1

Patents must satisfy four criteria: the innovation must be useful, novel, nonobvious, and must be described in sufficient detail as to enable one skilled in the field to use it for the stated purposes. Persons or companies filing for a patent submit their application to the Patent and Trademark Office (USPTO) in the Department of Commerce. Patents are good for 20 years upon the date of filing. Currently over three million genome-related patent applications have been filed.

There are various areas in genetics for which patents are issued such as gene fragments, SNPS, Gene Tests, and Proteins. The patenting of gene fragments has already sparked controversy. Patenting fragments of minimal use generates problems for someone trying to patent a larger fragment or gene that contains an already patented sequence. This adds undue costs to the researcher and raises issues such as will the 2nd inventor need to obtain a license from the first or patent without the holder's permission. SNPs are variations that occur in the DNA when a single nucleotide is altered and are of great value for research as they have a major impact on how humans respond to disease. One can also patent Gene Tests which help screen for genes responsible for a certain disease. Already the gene-based diagnostic tests for cystic fibrosis and breast cancer have been of utmost beneficence in developing new healthcare products. The test are usually patented by the owners of the disease gene patent and each time the tests are administered by licensed individuals, royalties are paid to the patent holders. Finally, patenting proteins have been found very useful in pharmaceutics. Proteins are important in understanding gene function which in turn can be used in designing new drugs.

Although many researchers find the concept of intellectual property as a hindrance upon their freedom, there are many arguments in favor for gene patenting. Inevitably the rewards for their discoveries can enable the inventors to further enhance their research. Patents grant the right to exclude other competitors from using, selling, and making the invention for a limited time (20 years). Wasteful duplication of effort is prevented and researchers are forced to explore new and uncharted territory. Also, secrecy is eliminated and the public is ensured access to the new knowledge. 2

There are however the drawbacks which manifest controversies and arguments against patenting in a genetic age. As mentioned above, patent of partial fragments reward those who take advantage of the easiest step and penalize those who actually determine the biological use and discover the larger picture. Patents interfere with the therapeutic utilization by third parties due to the high costs with using patented data. Patent stacking - allowing a single genomic sequence to be patented in several ways (a gene, EST, SNP) may discourage product development due to high royalties. Due to the secrecy of patent applications, other researchers working on the same innovation will unknowingly lose money and be subject to possible infringement penalties. Patent holders are being allowed to patent a part of nature which allows one organism to own all or part of another organism. Private biotechs who own certain patents can monopolize certain gene test markets. Finally, patent filings are reducing the body of knowledge in literature by replacing journal articles. 3

Patent guidelines are getting more stringent as the patent office reconsidered its utility guidelines for genes and tightened them somewhat in December 1999. As we are awaiting the completion of the Human Genome Project in 2003, it is imperative to refine the gaps and discrepancies that now exist in the patent system. As the "Universal Declaration on the Human Genome Project" states in articles 1-4 the human genome shall not give rise to financial gains and should be geared toward human benefit. Inevitably, it is the general public who should gain from this incredible innovation, and thus patents should be awarded with this in mind. Although many issues and unavoidable debates will arise due to the delicacy of the matter, I believe that by and large patents are generally positive things. In the larger picture, they are necessary in order to protect the researchers and are means of regulation. In the case of genetic patenting, it is the scope and number of claims that has generated controversy - not the issue of patents themselves.

 

Footnotes and Links

1. Patents in a Genetic Age from nature.com, February, 2001 - http://www.nature.com/
2. http://www.ornl.gov/hgmis/elsi/elsi.html
3. Id.
4. http://www.ermanz.govt.nz
5. http://www.unesco.org
6. http://www.patents.com/
7. "Patenting Genes: Is it Necessary, and Is it Evil?" from HMS Beagle, March 17, 2000 - http://news.bmn.com/hmsbeagle/74/daily/report

 

 

 

 

 

 


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